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Securities Law
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SAT
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SAT: Upholds penalty imposed by NSE on Stock broker misusing clients’ securities
SAT: Quashes SEBI order debarring Director from market, absent involvement…
SAT: Upholds penalty imposed by NSE on trading member, for violating Code of Conduct
SAT: Directs Karvy to approach NSE against membership suspension; Cites…
SAT: Directs SEBI to decide Bajaj Finance’s plea against Karvy order by December 10
SAT: SEBI cannot treat issues relating to ELCs’ exit as ordinary SCORES complaints
SAT: Reduces penalty for non-disclosure of UPSI regarding provisional duty…
SAT: Raps SEBI for “eye-wash” investigation into minority shareholder…
SAT: Exonerates Ex-Chairman from insider trading charges, information not…
SAT: Quashes SEBI’s decision restricting Directors from market, based on…
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