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SEBI: Requires E-wallets for investment in MFs to comply with RBI’s KYC norms
SC: Directs SEBI to refund Rs. 300 cr. to NSE in co-location case
SEBI: Penalises Investment Advisor Profit Guru for promising unrealistic-returns…
SEBI: Penalises stock-broker for failing to perform fiduciary duties owed to its…
SEBI: Releases Master Circular compiling norms for Portfolio Managers
SEBI: Issues simplified norms for processing investor’s service requests by RTAs
SC: Can’t claim fee exemption when stock-exchange membership transferred from…
SEBI: Imposes Rs. 37 lakh penalty on Company, directors for misrepresenting…
SEBI: Clarifies on categorization of an RTA as ‘Qualified RTA’
SEBI: Lays down strict timelines for disclosures by FPIs
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