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SEBI: Bars Stock Brokers from creating new bank guarantees out of clients’ funds
SEBI: Debars, penalizes 6 individuals carrying out nefarious “pump and dump…
SEBI: Slaps Rs. 8 cr. penalty on Stock-Broker, Directors for providing…
SEBI: Directs Investment Manager, trustee, directors to wind-up ‘Film Fund’ within…
SEBI: Penalises acquirers for not fulfilling open-offer requirements in Uniply…
SEBI: Issues guidelines for seeking prior approval for change in control of Vault Managers
SEBI: Directs MIIs to issue Master Circular consolidating all guidelines every year
SEBI: Penalises former CG Power auditors, for facilitating scheme of “cleaning…
SEBI: Bars former CEO of CARE Ratings from associating with intermediaries…
SEBI: Rolls out dispute resolution mechanism for Limited Purpose Clearing Corporation
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