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Increased Opportunity to Comply - SEBIs New Tactic to Curb Non-Compliance
SEBI: Exempts Family Trusts from open offer obligations w.r.t.…
SAT: Quashes SEBI order restraining Independent Director, absent involvement in…
SEBI: Imposes Rs. 9 lakh penalty on Promoter for non-disclosure of change in…
SEBI: Sanctions ‘Regulatory Sandbox’ for new products’ live testing;…
SEBI: Issues guidelines for Portfolio Managers, bars upfront distributor commissions
SEBI: Sanctions ‘Regulatory Sandbox’ for new products’ live testing; Tightens…
SEBI: Develops online system to detect misuse of client securities by brokers
SAT: Quashes SEBI order penalizing Noticee without serving SCN; Cites natural…
SEBI: Fines Unitech Promoter and Director for flouting insider trading norms
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